Compliance: Page 2


  • The Robinhood website shown on a computer in June 2024
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    Scott Olson via Getty Images
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    Robinhood CFO sells $1.2M in shares following dropped SEC investigation

    The sale comes as the platform is eyeing further expansion into the industry and follows on the heels of the SEC dropping an investigation into Robinhood’s crypto unit. 

    By Feb. 28, 2025
  • Banner with 'Taxation and Regulation for Digital Assets' text, featuring Sovos and CFO Dive logos, alongside an image of hands analyzing financial charts
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    Alyssa Eckel-Martin/CFO Dive
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    Sponsored by Sovos

    [Podcast] Modern Tax Compliance

    Stay ahead of tax compliance with Modern Tax Compliance, a new Sovos podcast covering regulations, real-time monitoring, and digital assets.

    By CFO Dive's studioID • Feb. 28, 2025
  • Two corporate businessmen shaking hands while one man places money in the other's pocket.
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    PeopleImages via Getty Images
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    US faces ‘serious questions’ on corruption safeguards, watchdog says

    The decline in the perception of U.S. anti-corruption safeguards preceded an executive order by President Donald Trump pausing enforcement of the Foreign Corrupt Practices Act.

    By Feb. 27, 2025
  • Mark Koziel
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    Courtesy of AICPA
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    New AICPA CEO vows to be ‘vocal’ if IRS cuts affect service

    Mark Koziel is taking the accounting organization’s reins as the industry faces headwinds related to taxes, the PCAOB and CPA licensure reform.

    By Feb. 27, 2025
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    quantic69 via Getty Images
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    Super Micro internal control flagged in delayed 10-K filing

    The AI server maker’s shares jumped about 12% Wednesday after it said it had “regained compliance” with Nasdaq filing requirements.

    By Feb. 26, 2025
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    Fahroni via Getty Images
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    Anti-ESG groups intensify activism early in 2025 proxy season

    Opposition to corporate sustainability efforts has grown in recent years, culminating in an anti-ESG order by President Donald Trump last month.

    By Feb. 26, 2025
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    AVNphotolab via Getty Images
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    PCAOB fines PwC Israel $2.7M for exam answer sharing

    Monetary penalties imposed by the PCAOB during Biden’s presidency were over six times higher than those seen during the first Trump administration, according to a recent report.  

    By Feb. 26, 2025
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    insta_photos via Getty Images
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    DOGE layoffs could trigger wider unemployment, slow economy: Apollo

    Signs of economic weakness have emerged, with the murky outlook for U.S. tariff and other policies eroding sentiment among consumers and purchasing managers.

    By Feb. 24, 2025
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    Chip Somodevilla via Getty Images
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    Tax preparers urge Congress to protect IRS data amid DOGE advances

    Elon Musk’s Department of Government Efficiency has sparked privacy concerns as it has sought to tap into federal databases in its effort to cut costs and root out fraud.

    By Feb. 21, 2025
  • A truck drives inside a container terminal in Long Beach.
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    Mario Tama via Getty Images
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    Q&A

    Trade wars 101: A look back at tariffs

    Behind the Tariff Act of 1930, the current trade war is the second broadest over the last century, Tax Foundation Senior Economist Alex Durante says.

    By Feb. 18, 2025
  • DOJ use of statements of interest in antitrust law
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    Bo Shen via Getty Images
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    Super Micro says DOJ, SEC subpoenaed documents

    The AI server maker’s accounting has drawn scrutiny in the wake of a highly critical report on the company from the now-defunct short-seller Hindenburg Research.

    By Feb. 12, 2025
  • An executive in a business meeting room
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    simon2579 via Getty Images
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    C-suite at odds over responsibility, innovation as AI tools mature

    Leaders agree there's a significant gap between innovation and safety as a global debate over the technology's regulation plays out.

    By Roberto Torres • Feb. 12, 2025
  • Image of a business person's finger pointing to a touch screen.
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    pcess609 via Getty Images
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    Global tax deal awaits US ask, KPMG exec says

    KPMG’s global tax leader Grant Wardell-Johnson views President Trump’s decision to exit the global tax deal as a broad opening salvo that could lead to negotiations.

    By Feb. 10, 2025
  • Russ Vought OMB Trump spending
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    Andrew Harnik via Getty Images
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    CFPB’s future hangs in the balance after a wild weekend

    Headquarters-based staff will work remotely this week after a new acting chief halted agency supervision and enforcement and told the Fed he wouldn't take any unappropriated funding next quarter.

    By Dan Ennis • Feb. 10, 2025
  • Aerial view of Tesla's parking lot on April 20, 2022 in Fremont, California
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    Justin Sullivan via Getty Images
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    Tesla CFO, board members offload millions in stock

    The sales occurred after board members, including Kimbal Musk, agreed to pay a collective $919 million back to the EV maker to settle claims of excessive compensation last month.

    By Feb. 7, 2025
  • Team of consulting auditors auditing the financial report data of the company (balance sheet, income statement) on computer screen with business charts, fintech
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    NicoElNino
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    PCAOB warns auditors of risks from lax oversight of specialists

    Specialists who use artificial intelligence pose a growing challenge to auditors and, in turn, the Public Company Accounting Oversight Board.

    By Feb. 6, 2025
  • Two people sitting at a table with financial documents and a calculator
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    Daenin Arnee via Getty Images
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    CFOs prep for tax policy impacts: Grant Thornton

    CFOs are feeling more upbeat about economic prospects following the U.S. election, but still face uncertainty when it comes to tax or regulatory policy shifts.

    By Feb. 6, 2025
  • The ADM logo is seen on the company's headquarters building.
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    Courtesy of ADM
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    ADM to slash up to 700 roles as work to fix reporting problems continues

    The agricultural company’s CFO Monish Patolawala said the company is making progress on its effort to “lift” the material weakness related to its financial reporting. 

    By Feb. 4, 2025
  • outside counsel, law firms
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    Violeta Stoimenova via Getty Images
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    Companies reduce philanthropy aimed at boosting racial, gender equality

    Change in “corporate citizenship” initiatives coincide with a federal backlash against efforts to promote sustainability in the private and public sectors.

    By Feb. 4, 2025
  • Uber Intermodal port of los angeles
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    halbergman via Getty Images
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    US manufacturing grows despite risk of tariff-triggered trade war

    Confidence among manufacturers last month rose to the highest level in nearly three years.

    By Feb. 3, 2025
  • Stack of coins on a scale
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    sommart via Getty Images
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    Flutterwave CFO keeps eye on ‘sustainable’ profitability

    It’s important to prioritize enabling stable revenue and solid profitability given the macroeconomic volatility in the African markets where Flutterwave operates, CFO Mitesh Popat said.

    By Feb. 3, 2025
  • Paul Atkins seen testifying at a hearing.
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    Brendan Hoffman via Getty Images
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    Deep Dive

    Trump’s softer-touch SEC may ease CFO regulatory burden

    By slimming the SEC’s budget, headcount and regulatory scope, a new agency chief would fall in step with Trump’s cost-cutting and efficiency campaign.

    By Jan. 30, 2025
  • FASB board
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    Courtesy of FASB
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    Big Four, Apple weigh in on FASB’s proposed software guidance

    While changes were suggested, many of the 32 respondents expressed general support for the broader effort to update the accounting guidance that has been untouched for decades.

    By Jan. 28, 2025
  • Image of bitcoins.
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    Chris McGrath via Getty Images
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    Trump crypto executive order bars agencies from establishing CBDCs

    While barring CBDCs, the order leaves space for the establishment of privately-issued “stablecoins” and creates a presidential crypto working group.

    By Jan. 24, 2025
  • The exterior of the Supreme Court of the United States in Washington, D.C.
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    Chip Somodevilla via Getty Images
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    SCOTUS rejects higher standard for overtime exemptions

    The ruling is a “win” for businesses and “sets a consistent national standard under the Fair Labor Standards Act,” attorneys at Fisher Phillips wrote.

    By Caroline Colvin • Jan. 17, 2025